| Abstract
A significant increase in traffic capacity and routing flexibility for
optical free-space networks can be realized by employing WDM and all-optical
add-drop multiplexing. Weight, power and cost could possibly be reduced
since much of the data not intended for a given node can pass through
that node transparently. Moreover, this parallel-wavelength approach
allows for hybrid networks and increased variability in service type.
Introduction
There has been a significant resurgence in interest for free-space optical
communications due to the potential for much higher bandwidth as compared
to RF technologies. The majority of the R&D effort today surrounds
the use of point-to-point free-space optical links. However, there might
be significant advantages for the free-space community to follow the
very successful example set by the optical fiber telecommunications
community. From the 1970’s through today, fiber communications
progressed as follows:
Employment of Optics
adopted point-to-point optical fiber links: The low loss and high bandwidth
of optical fiber allowed much higher communication performance than
coaxial cable.
Capacity Enhancement
adopted wavelength-division-multiplexed (WDM): With the invention of
the broadband Erbium-doped fiber amplifier, the aggregation of many
independent wavelengths on a single fiber was a cost-effective upgrade
strategy for high-capacity links.
Flexible Routing
adopted wavelength-selective reconfigurable optical add-drop multiplexing
(ROADM): Given that each node has a wavelength as a routing address,
only data meant for that node is detected, whereas all the other traffic
passes through transparently. Therefore, slower electronic data processing
can be used in each node.
This progression took nearly 30 years to reach a critical commercial
impact. The same progression may provide a substantial advantage for
the free-space optical communications industry, and perhaps the steps
could happen at a more rapid pace by leveraging existing technologies.
The potential network performance improvements provided by WDM in an
optical satellite network have been investigated by Karafolas [1, 2]
and Chan [3]. Multiple wavelengths representing independent lightpaths
allow high-capacity data transfer as well as flexible routing (see Fig.
1). Each node can transparently pass, without detection, traffic destined
for another node, thereby lowering electronic speed requirements and
queuing times. These advantages translate to reduced weight, power and
cost, the main concerns for any satellite network.
This paper highlights some of the physical-layer challenges that might
arise as this vision of a future WDM network in free space evolves.
Technical topics include: transparent multiplexing techniques, physical
impairments, and wavelength and format conversion.
 |
| Figure 1: Optical Backbone - Accommodates
multiple data rates and traffic types. Backbone consists of series
of satellites (nodes). |
 |
| Fig. 2. Hybrid Network Approach –
Multiple modulation techniques operating on independent wavelength
channels. |
Reconfigurable WDM Add/Drop
Multiplexers in Free-Space
The utilization of WDM might greatly enhance an optical satellite network.
Dynamic routing can be performed by changing the wavelength lightpaths
without modifying the physical topology. Moreover, a WDM network of
independent parallel wavelengths enables hybrid network connectivity
between diverse systems by allowing various modulation formats, data
rates, and traffic types (e.g. circuit vs. packet). Figure 2 depicts
a simple illustration of diverse data traffic. Each satellite or node
can have the capability to modulate/demodulate any subset of these waveforms,
while forwarding the remaining waveforms on to other nodes. Such a scenario
allows each wavelength channel to be optimized for specific user applications.
As mentioned, one of the key enabling building blocks of today’s
fiber-based optical networks is the WDM add/drop multiplexer (ADM),
which alleviates the unnecessary detection and processing of channels
destined for other nodes. In the configuration shown in Figure 3, the
WDM input is demultiplexed into individual wavelength channels. Some
of these channels are “dropped” and electrically or optically
re-routed (e.g., RF or optical to ground links) or processed onboard.
Simultaneously, additional channels are “added” prior to
multiplexing with the “through traffic” at the output of
the ADM. To ensure network flexibility, it is probably desirable that
the ADM be reconfigurable. It should be noted that a free-space ADM
system, as opposed to a fiber-based one, might be required to account
for the fact that satellite nodes and aggregated users could be constantly
moving relative to each other. For example, an aircraft “user”
might require a hand-off between two different satellites, thereby requiring
a unique wavelength allocation solution.
It is quite possible that the internal routing technology of the satellite
would mimic much of what has already been developed by the fiber telecommunications
industry. One approach is to leverage existing technologies for the
free-space network. However, tighter design specifications may be required
to support harsh environmental conditions experienced during launch
and orbit, increased power levels to support highly-lossy free-space
transmission and novel modulation formats.
 |
| Fig. 3. Optical Add/Drop Mux – Key
enabler for an efficient optical network. [4] |
Physical Impairments
Extension of free-space single-wavelength systems to WDM architectures
will probably result in a significant increase in overall transmitted
and received power levels. This linear increase in power with the number
of channels may have implications of nonlinear effects and physical
device limitations within the node itself. Non-negligible power penalties
(>1-dB) can arise for high power levels (10 watts per channel) when
as few as 4 channels are utilized and propagate over only a few meters
of single-mode fiber inside a satellite. Moreover, inter-satellite Doppler
shifts might limit the wavelength channel spacing and thus the total
number of channels that can be accommodated within the EDFA gain bandwidth
[2].
Another physical-impairment issue that might arise in free-space networks
involves recovering phase-based modulation formats. Free-space networks
could employ either direct detection or coherent detection techniques,
depending on the sensitivity limitations and spectral efficiency requirements.
Since the vast majority of fiber-based systems are direct detection,
free-space coherent systems might encounter unique problems, especially
when both the phase and amplitude are used to encode the data. Therefore,
it might be necessary to maintain a high-level of phase coherency throughout
the system, including passage through the atmosphere, the transmit and
receive optics, any wavelength converters and the ROADMs. For example,
Fig. 4 shows the system penalty experienced in the presence of a fixed
phase offset in the receiver for various coherent waveforms of current
interest, including BPSK, QPSK, 8PSK and 16QAM [5]. Extension of coherent
signal constellations beyond that of QPSK might require more stringent
device specifications, including amplitude distortions and phase tracking.
 |
| Fig. 4. Power Penalty due to fixed phase
offset for coherent waveforms. Degradation much higher for 8PSK
and 16QAM than BPSK and QPSK. |
Transparent Conversion and Reconfigurable Routing
In general, it stands to reason that optoelectronic detection and retransmission
could be inefficient and that an optically transparent routing interface
could be desirable. Therefore, given a reconfigurable and/or hybrid
network, there may be a need for optical data format and/or wavelength
conversion.
 |
| Fig. 5. Critical issues in wavelength conversion
(fiber vs. free-space). |
Wavelength Conversion
A key motivating factor for all-optical wavelength conversion is the
ability to perform dynamic wavelength-based reconfigurable routing and
switching. Wavelength conversion enables contention resolution, reduced
buffering times, up/down-link and crosslink interface optimization,
and multicasting [6]. Specifically, multicasting on different wavelengths
can enable data to more assuredly reach its destination through different
wavelength-dependent satellite paths.
The critical performance specifications for wavelength converters in
free-space systems might be somewhat different from those of fiber-based
systems, as shown in Fig. 5. The unique problems in fiber systems tend
to be the chirp, polarization dependence and dynamic range. In lossy
free-space systems, the DC power consumption, conversion efficiency
and block shifting abilities might be of more concern. For nearly all
wavelength converters, speed limitations, format dependence and additive
noise are potentially important. For any phase-based modulation format,
phase preservation through the wavelength converter would be critical
[7].
Data Format Conversion
For maximum efficiency and flexibility, the optical backbone might employ
different modulation formats for different types of connecting links,
thereby raising the possibility of the need for some means of all-optical
format conversion (e.g., NRZ to PPM, DPSK to OOK). For example, many
existing free-space satellite systems employ PPM (pulse-position-modulation).
In order to route an OOK (on-off-keying) signal through a PPM-designed
satellite, the signal might first be converted to PPM and then reconverted
back to OOK at the destination. All optical format conversion might
reduce the need for detection and re-modulation, thus reducing the load
for onboard processors.
 |
| Fig. 6. Address comparison for a PPM signal
using an ultra-fast nonlinear interferometer. |
Reconfigurable Routing by Reading Headers
The management and control of lightpaths and the network’s logical
topology might be crucial to the success of a reconfigurable network.
For a network encompassing vast distances, it may be difficult to isolate
lightpath failures or sources of degradation, making communication between
nodes even more important. Also, when lightpaths are setup between satellites
of different orbital distances (i.e., GEO vs. LEO), the handoff of lightpaths
could occur since a satellite at a shorter orbital distance might leave
the field-of-view of a given satellite at a higher orbital distance.
If rapid reconfiguration is required in, for example, a packet-switched
network, there could be a need for rapidly reading the destination information
from the packet’s header. Headers could be subcarriers, separate
wavelengths, or simply data bits at the beginning of a packet, as is
traditionally done. Since electronic header processing of front-loaded
header bits may not be feasible at the extremely high data rates envisioned
for future systems, there is interest in all-optical header recognition
approaches.
Optics can perform a few operations very rapidly, whereas electronics
can do many operations, but slower. Since it is envisioned that orbital
optical networks will have much fewer addresses than a typical fiber
network, rapid optical processing of only a few key routing bit sequences
may be an attractive future choice. Optical header processing implementations
could identify, generate and even replace headers in the optical domain
without disturbing the payload. As an example, Fig. 6 shows one method
by Hamilton, et. al. [8] for performing packet-level, system synchronization
and address comparison of a PPM signal. In this technique, a semiconductor
ultra-fast nonlinear interferometer (UNI) acting as a Boolean XOR gate
is used to achieve four-bit address comparison.
Acknowledgements
We thank DARPA for their generous support. We would also like to thank
the following people for insightful discussions: Drs. Tony Acampora,
Vincent Chan, Scott Hamilton, Steve Pappert, and Joe Touch.
References
[1] N. Karafolas, S. Baroni, IEEE LEOS Annual Meeting, vol. 1, pp 100-101,
2000.
[2] N. Karafolas, S. Baroni, IEEE/OSA J. of Lightwave Tech., vol. 18,
pp 1792-1806, 2000.
[3] V. Chan, IEEE/OSA J. of Lightwave Tech., vol. 21, no. 11,pp 2811-2827,
2003.
[4] Modified from Tingye Li, Private communication.
[5] L.C. Christen, et. al., to be submitted for publication.
[6] Y. Wang, et. al., IEEE/OSA J. of Lightwave Tech., Special Issue
on Optical Networks, vol. 23, 2005.
[7] R. Ramaswami and K. Sivarajan, Optical Networks, Morgan Kaufmann
Publishers, 1998.
[8] S.A. Hamilton, et. al., IEEE Photonics Tech. Lett., vol. 14, pp
209-211, 2002.

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